Record of registration of securities, June 1919-1984.

ArchivalResource

Record of registration of securities, June 1919-1984.

For each issuer of securities entries generally include name of corporation issuing securities, registration date, case file or register number, valuation of securities proposed for sale in either classes "C" (established) or "D" (speculative), amount of escrow or indemnity bonds, amount of fee payment, dated remarks concerning filing or refusal of registration, and remarks concerning type of registration (e.g., amendatory). Entries for amounts were totaled regularly.

ledgers 16 volumes

Information

SNAC Resource ID: 7377243

Illinois State Archive

Related Entities

There are 2 Entities related to this resource.

Illinois. Office of Secretary of State

http://n2t.net/ark:/99166/w62v6qwp (corporateBody)

The Office of Secretary of State, successor to the territorial Secretary, was established by the 1818 Constitution to keep both the state archives and a register of the Governor's official acts. The Secretary was appointed by the Governor until the 1848 Constitution made the office elective. In 1873, the Dept. of Archives and Index was created to "make and keep proper indexes to the executive records and all public acts, resolutions, papers and documents" filed with the Secretary of State. This ...

Illinois. Securities Dept.

http://n2t.net/ark:/99166/w6p63s33 (corporateBody)

The Securities Division was created in 1919 to administer the Illinois Securities Law which provides protection to Illinois investors against fraudulent securities and fraudulent methods in the sale of securities (L. 1919, 351). The statute was rewritten extensively in 1953 to prevent fraud and inequity in the sale of stocks, bonds, and other secruities by requiring the registration of securities before offering them for sale and the registration of securities dealers, salesmen, and investment a...